Lomond Financial Management Group Ltd

• Principal Place of Business

  Pavilion 1

  Castlecraig Business Park

  Players Road

  Stirling

  Stirlingshire

  FK7 7SH

  UNITED KINGDOM

  Phone

  +441786542410

  Web

  https://www.lomondwealth.com

• Complaints Contact

  Pavilion 1

  Castlecraig Business Park

  Players Road

  Stirling

  Stirlingshire

  FK7 7SH

  UNITED KINGDOM

  Phone

  +441786542410

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lynn Ann Barclay

  IRN LAM01109

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2020)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2020)
  • CF30 Customer (23 Mar 2016 to 10 Mar 2020)
• Raymond Bond

  IRN RXB00009

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2020)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2020)
  • CF30 Customer (7 Apr 2016 to 10 Mar 2020)
• Rona Fish

  IRN RXF01568

  • CF1 Director (16 Jul 2018 to 22 May 2019)
• Sophie Louise McDonald

  IRN SXM00840

  • CF30 Customer (since 27 Oct 2025)
• Steven Finlay

  IRN SXF01311

  • CF30 Customer (since 19 Jan 2026)
• Susan Lafferty

  IRN SXL01624

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 16 Jul 2020)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 6 Oct 2018)
  • CF1 Director (18 Oct 2015 to 10 Jun 2018)

• Semple Buchan Financial Management Ltd

  FRN 809467 · Appointed 18 May 2018

• Lomond Wealth Management LTD

  FRN 738180 · Appointed 25 Feb 2016

No changes recorded yet.