Lynn Ann Barclay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2023)
  • Lomond Financial Management Group Ltd (no longer approved here)

    FRN 488153

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2020)
    • CF30 Customer (23 Mar 2016 to 10 Mar 2020)
  • Lomond Wealth Management LTD (no longer approved here)

    FRN 738180

    • (3)Employed By (23 Mar 2016 to 10 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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