Lombard Odier Asset Management (Europe) Limited

• Principal Place of Business

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

  Web

  https://am.lombardodier.com/home.html

• Complaints Contact

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Grobman

  IRN SXG02030

  • [FCA CF] Material risk taker (27 May 2022 to 12 Jan 2023)
  • CF28 Systems and controls (20 Apr 2015 to 8 Dec 2019)
• Stewart Lloyd-Jones

  IRN SXL01375

  • CF30 Customer (5 Mar 2013 to 4 Sep 2015)
• Sui Kai Wong

  IRN SKW01036

  • CF30 Customer (27 Jun 2014 to 1 Apr 2017)
• Tammy McPherson

  IRN TXM01550

  • CF30 Customer (5 Jul 2016 to 15 Dec 2017)
• Taraneh Azad

  IRN TXA01063

  • [FCA CF] Manager of certification employee (20 Mar 2024 to 6 Feb 2025)
  • [FCA CF] Material risk taker (1 Nov 2023 to 6 Feb 2025)
• Thierry Michel

  IRN TXM01838

  • CF30 Customer (1 Oct 2014 to 31 Oct 2016)
• Thierry Michel Lombard

  IRN TML01015

  • CF1 Director (5 Aug 2010 to 12 Aug 2014)
• Thomas Hohne-Sparborth

  IRN TXH24900

  • [FCA CF] Material risk taker (since 13 Oct 2023)
  • [FCA CF] Client dealing (23 Mar 2021 to 28 Feb 2022)
  • CF30 Customer (28 Nov 2019 to 8 Dec 2019)
• Thomas Ranft

  IRN TXR00153

  • [FCA CF] Client dealing (12 Apr 2021 to 25 Apr 2022)
• Tiffany Nicoletta Bourgoin-Heskia

  IRN TNB01011

  • [FCA CF] Client dealing (20 Dec 2023 to 6 Nov 2025)

No changes recorded yet.