Lombard Odier Asset Management (Europe) Limited

• Principal Place of Business

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

  Web

  https://am.lombardodier.com/home.html

• Complaints Contact

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tim Hubertus Augustinus Soetens

  IRN THS01032

  • CF30 Customer (1 Jan 2013 to 4 Apr 2014)
• Timothy John Yetman

  IRN TJY01007

  • CF30 Customer (8 Feb 2013 to 24 Oct 2013)
• Trevor Leydon

  IRN TXL00202

  • [FCA CF] Material risk taker (1 Nov 2022 to 6 Apr 2023)
• Uebe Rezeck Filho

  IRN UXR01030

  • [FCA CF] Client dealing (since 18 Mar 2021)
• Umberto Patalano

  IRN UXP01022

  • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
• Uwe Diehl

  IRN UXD01031

  • CF30 Customer (5 Aug 2010 to 30 Apr 2011)
• Velida Jahic

  IRN VXJ01071

  • CF30 Customer (6 Dec 2017 to 8 Dec 2019)
• Venkata Anoop Gundlapalli

  IRN AVG01013

  • CF30 Customer (18 May 2015 to 21 Apr 2015)
• Victoria Ann Lindstrom

  IRN VAL01025

  • CF30 Customer (30 May 2017 to 13 Sep 2019)
• Vincent Francis Heaney

  IRN VFH01003

  • CF30 Customer (2 May 2014 to 15 Jun 2016)

No changes recorded yet.