Lombard Odier Asset Management (Europe) Limited

• Principal Place of Business

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

  Web

  https://am.lombardodier.com/home.html

• Complaints Contact

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Urban

  IRN MXU00016

  • [FCA CF] Material risk taker (since 8 Dec 2025)
  • [FCA CF] Client dealing (23 Mar 2021 to 1 Feb 2023)
• Michal Wozniak

  IRN MXW01770

  • CF30 Customer (18 Oct 2011 to 19 Apr 2013)
• Mohammad Eshan Toorabally

  IRN MET01036

  • [FCA CF] Client dealing (since 20 Sep 2023)
• Mona Shah

  IRN MXS02413

  • [FCA CF] Client dealing (3 Jun 2024 to 30 Sep 2025)
• Natalia Bucci

  IRN NXB01396

  • [FCA CF] Material risk taker (15 Jun 2022 to 12 Apr 2024)
  • [FCA CF] Client dealing (26 Mar 2021 to 12 Apr 2024)
• Nathalie Barazal

  IRN NXB01496

  • SMF1 Chief Executive (13 Feb 2021 to 1 Sep 2023)
  • CF30 Customer (5 Aug 2010 to 8 Dec 2019)
• Nicholette Ann MacDonald-Brown

  IRN NAM01101

  • [FCA CF] Client dealing (12 Nov 2024 to 8 Sep 2025)
  • [FCA CF] Manager of certification employee (12 Nov 2024 to 8 Sep 2025)
  • [FCA CF] Material risk taker (12 Nov 2024 to 8 Sep 2025)
• Nicolas Leresche

  IRN NXL01245

  • CF30 Customer (5 Oct 2012 to 15 Nov 2013)
• Nils Heise

  IRN NXH00431

  • [FCA CF] Client dealing (1 Mar 2024 to 30 Mar 2024)
• Odile Lange-Broussy

  IRN OXL00082

  • [FCA CF] Client dealing (since 1 Aug 2025)

No changes recorded yet.