Lombard Odier Asset Management (Europe) Limited

• Principal Place of Business

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

  Web

  https://am.lombardodier.com/home.html

• Complaints Contact

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Johannes Rudolf Dreyer

  IRN JRD01104

  • [FCA CF] Client dealing (20 Sep 2023 to 30 Nov 2024)
• Johannes Simon Gerardus Straatman

  IRN JSS01129

  • CF30 Customer (12 Apr 2012 to 8 Dec 2019)
  • CF29 Significant management (12 Apr 2012 to 8 Dec 2019)
• John Clarke Roberts

  IRN JCR01060

  • CF30 Customer (11 Mar 2013 to 24 Oct 2013)
• John Vincent Ventress

  IRN JVV01004

  • [FCA CF] Material risk taker (since 18 Mar 2021)
  • CF11 Money Laundering Reporting (1 Nov 2010 to 30 Jan 2012)
  • CF10 Compliance Oversight (1 Nov 2010 to 30 Jan 2012)
  • CF1 Director (5 Aug 2010 to 5 Sep 2011)
• Jonathan Clenshaw

  IRN JXC03154

  • [FCA CF] Material risk taker (14 Jul 2022 to 30 Jun 2023)
  • [FCA CF] Client dealing (18 Mar 2021 to 30 Jun 2023)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Jonathan Paul Humphries

  IRN JPH01084

  • CF30 Customer (3 Apr 2017 to 11 Dec 2018)
• Jorge Martin Ceron

  IRN JMC01334

  • CF30 Customer (25 May 2011 to 31 Oct 2014)
• Jose Lazuen de Zuloaga

  IRN JXL00656

  • [FCA CF] Client dealing (17 Apr 2023 to 13 Oct 2023)
• Joshua Felgate

  IRN JXF00340

  • [FCA CF] Client dealing (1 Sep 2021 to 1 Apr 2024)
• Juan Carlos De Leon

  IRN JCD01074

  • [FCA CF] Client dealing (18 Mar 2021 to 28 Nov 2022)

No changes recorded yet.