Lombard Odier Asset Management (Europe) Limited

Date authorised
1 April 2013
Companies House
07099556
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lombard Odier Asset Management (Europe) Ltd
    Goldings House
    2 Hays Lane
    London
    Southwark
    SE1 2HB
    UNITED KINGDOM
    Phone
    +442032066000
  • Complaints Contact

    Lombard Odier Asset Management (Europe) Ltd
    Goldings House
    2 Hays Lane
    London
    Southwark
    SE1 2HB
    UNITED KINGDOM
    Phone
    +442032066000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jasbir Nizar

    IRN JXN00126

    • SMF1 Chief Executive (4 Oct 2023 to 1 Apr 2025)
    • [FCA CF] Material risk taker (23 Mar 2021 to 1 Apr 2025)
  • Jason Alexander Ruder

    IRN JAR01217

    • CF30 Customer (25 Feb 2014 to 31 Aug 2015)
  • Jean Wojtkowiak

    IRN JXW02255

    • CF30 Customer (24 Sep 2014 to 26 Mar 2019)
  • Jean-Pascal Porcherot

    IRN JXP01600

    • SMF3 Executive Director (since 4 Oct 2023)
    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • CF30 Customer (12 Dec 2012 to 8 Dec 2019)
  • Jeremie Mrejen

    IRN JXM03902

    • CF30 Customer (24 Jul 2017 to 26 Mar 2019)
  • Jeremy William Bailey

    IRN JWB01105

    • CF2 Non Executive Director (15 Aug 2011 to 8 Dec 2019)
  • Jerome Hemard

    IRN JXH02404

    • CF30 Customer (13 Dec 2011 to 26 Mar 2019)
  • Joe Del Gaudio

    IRN JXD00905

    • [FCA CF] Client dealing (3 Jun 2024 to 13 Sep 2024)
  • Johan Fokke

    IRN JXF01677

    • CF30 Customer (1 Jul 2012 to 1 Sep 2015)
  • Johannes De Rouw

    IRN JMD01270

    • CF30 Customer (1 Jul 2012 to 31 Dec 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.