Lombard Odier Asset Management (Europe) Limited

• Principal Place of Business

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

  Web

  https://am.lombardodier.com/home.html

• Complaints Contact

  Lombard Odier Asset Management (Europe) Ltd

  Goldings House

  2 Hays Lane

  London

  Southwark

  SE1 2HB

  UNITED KINGDOM

  Phone

  +442032066000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henry Patrick Chaloner Johns

  IRN HPJ00005

  • [FCA CF] Client dealing (18 Mar 2021 to 11 Nov 2024)
  • CF30 Customer (20 May 2013 to 8 Dec 2019)
• Holger Eckhard Friedrich

  IRN HEF01015

  • CF30 Customer (10 May 2013 to 4 Apr 2014)
• Hubert Keller

  IRN HXK01048

  • SMF9 Chair of the Governing Body (since 13 Feb 2021)
  • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 13 Feb 2021)
  • CF3 Chief Executive (19 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (10 Sep 2010 to 8 Dec 2019)
  • CF1 Director (6 Aug 2010 to 8 Dec 2019)
• Hugo Bänziger

  IRN HXB01437

  • CF1 Director (12 Aug 2014 to 31 Mar 2018)
  • CF30 Customer (12 Aug 2014 to 31 Mar 2018)
• IIse Hoos

  IRN IXH01301

  • CF30 Customer (1 Jul 2012 to 26 Mar 2019)
• Ian Clarke

  IRN IXC01087

  • CF30 Customer (15 Aug 2011 to 12 Oct 2012)
• Ian Gregor MacIntosh

  IRN IGM01023

  • CF30 Customer (1 May 2014 to 31 Jan 2017)
• Ines Noelle Mossaz

  IRN IXM00249

  • [FCA CF] Material risk taker (since 4 Nov 2022)
• Istvan Emeric Mozes

  IRN IEM01013

  • CF30 Customer (1 Jul 2015 to 22 May 2018)
• Jakob Justesen

  IRN JXJ01490

  • [FCA CF] Client dealing (18 Mar 2021 to 31 Oct 2025)
  • CF30 Customer (20 Jul 2015 to 8 Dec 2019)

No changes recorded yet.