LOGIC WEALTH PLANNING LTD

• Principal Place of Business

  18/19 Salmon Fields Business Village

  Royton

  Oldham

  Lancashire

  OL2 6HT

  UNITED KINGDOM

  Phone

  +4407484601475

  Web

  https://www.logic-wp.com

• Complaints Contact

  18/19 Salmon Fields Business

  Royton

  Oldham

  Lancashire

  OL2 6HT

  UNITED KINGDOM

  Phone

  +4407484601475

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Peter Timothy Mundy

  IRN PTM00011

  • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
  • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
• Stephen Trenholm

  IRN SXT01863

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)
• Yianni Theodorou

  IRN YXT00002

  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (20 Nov 2012 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (29 Oct 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Oct 2012 to 8 Dec 2019)
  • CF1 Director (AR) (3 Aug 2009 to 17 Oct 2012)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
  • CF1 Director (7 Sep 2005 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (7 Sep 2005 to 31 Oct 2007)

• Fitzgerald Brierley Limited (no longer appointed)

  FRN 171958 · Appointed 31 Jul 2009 · Until 17 Oct 2012

No changes recorded yet.