Yianni Theodorou

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
  • LOGIC WEALTH PLANNING LTD

    FRN 435878

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (20 Nov 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (29 Oct 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Oct 2012 to 8 Dec 2019)
    • CF1 Director (AR) (3 Aug 2009 to 17 Oct 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (7 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
    • CF1 Director (7 Sep 2005 to 8 Dec 2019)
  • Fitzgerald Brierley Limited (no longer approved here)

    FRN 171958

    • Employed By (3 Aug 2009 to 8 Dec 2019)
  • Rochdale Independent Financial Services (U509) (no longer approved here)

    FRN 180293

    • (2)Employed By (27 Aug 2004 to 8 Feb 2005)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (19 Apr 2004 to 31 Aug 2004)
    • CF22 Investment Adviser (Trainee) (6 Jun 2003 to 19 Apr 2004)
  • Unity Independent Financial Advisers Limited (no longer approved here)

    FRN 197130

    • Employed By (1 Dec 2001 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.