Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Lockton Companies International Limited

    IRN XXL01067

    • CF4 Partner (1 Nov 2010 to 8 Dec 2019)
  • . Mapledown MGA Limited

    IRN XXM01130

    • CF4 Partner (AR) (21 Jan 2011 to 1 May 2011)
  • . Salisbury Insurance Brokers Limited

    IRN XXS01154

    • CF4 Partner (1 Nov 2010 to 8 Dec 2019)
  • Adam Bannatyne Watson

    IRN ABW01047

    • [FCA CF] Manager of certification employee (31 Mar 2022 to 24 Jul 2025)
    • [FCA CF] Significant management (31 Mar 2021 to 24 Jul 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (10 Dec 2010 to 8 Dec 2019)
  • Adam Brooks Cragg

    IRN ABC01084

    • [FCA CF] Manager of certification employee (5 May 2023 to 18 Jun 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 18 Jun 2023)
    • SMF18 Other Overall Responsibility (15 Dec 2020 to 31 Mar 2022)
  • Adam James Wenn

    IRN AXW00315

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (3 Jul 2023 to 31 Aug 2023)
  • Adam Michael Charles Sayers

    IRN AMS01356

    • CF4 Partner (17 Jan 2011 to 1 Apr 2013)
  • Alan Henry Clarke Wilkinson

    IRN AHW01030

    • CF1 Director (AR) (15 Feb 2016 to 2 Aug 2016)
  • Alex Richards

    IRN AXR00773

    • [FCA CF] Significant management (since 20 Jun 2023)
  • Alexander Boswell

    IRN AXB02686

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (8 Feb 2011 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.