Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Lockton Companies International Limited
IRN XXL01067
- CF4 Partner (1 Nov 2010 to 8 Dec 2019)
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. Mapledown MGA Limited
IRN XXM01130
- CF4 Partner (AR) (21 Jan 2011 to 1 May 2011)
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. Salisbury Insurance Brokers Limited
IRN XXS01154
- CF4 Partner (1 Nov 2010 to 8 Dec 2019)
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Adam Bannatyne Watson
IRN ABW01047
- [FCA CF] Manager of certification employee (31 Mar 2022 to 24 Jul 2025)
- [FCA CF] Significant management (31 Mar 2021 to 24 Jul 2025)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Dec 2010 to 8 Dec 2019)
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Adam Brooks Cragg
IRN ABC01084
- [FCA CF] Manager of certification employee (5 May 2023 to 18 Jun 2023)
- [FCA CF] Significant management (31 Mar 2021 to 18 Jun 2023)
- SMF18 Other Overall Responsibility (15 Dec 2020 to 31 Mar 2022)
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Adam James Wenn
IRN AXW00315
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (3 Jul 2023 to 31 Aug 2023)
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Adam Michael Charles Sayers
IRN AMS01356
- CF4 Partner (17 Jan 2011 to 1 Apr 2013)
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Alan Henry Clarke Wilkinson
IRN AHW01030
- CF1 Director (AR) (15 Feb 2016 to 2 Aug 2016)
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Alex Richards
IRN AXR00773
- [FCA CF] Significant management (since 20 Jun 2023)
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Alexander Boswell
IRN AXB02686
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (8 Feb 2011 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Checkmate New Home Warranty Ltd (no longer appointed)
FRN 517104 · Appointed 4 Mar 2011 · Until 3 Jan 2018
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Medical Defence Shield Limited (no longer appointed)
FRN 522448 · Appointed 4 Mar 2011 · Until 23 Apr 2018
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Milton Keynes Mobility Limited (no longer appointed)
FRN 479705 · Appointed 11 Feb 2011 · Until 12 Feb 2011
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Kuvan International Limited (no longer appointed)
FRN 519879 · Appointed 11 Feb 2011 · Until 17 Jan 2012
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Robert Segal Representations Ltd (no longer appointed)
FRN 487795 · Appointed 11 Feb 2011 · Until 26 Jan 2012
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IHBC Enterprises Limited (no longer appointed)
FRN 506549 · Appointed 11 Feb 2011 · Until 9 May 2018
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Philip Graham Sports Management Limited (no longer appointed)
FRN 489358 · Appointed 11 Feb 2011 · Until 23 Jan 2020
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Association of Labour Providers (no longer appointed)
FRN 512088 · Appointed 11 Feb 2011 · Until 9 Jan 2013
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.