Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• . Lockton Companies International Limited

  IRN XXL01067

  • CF4 Partner (1 Nov 2010 to 8 Dec 2019)
• . Mapledown MGA Limited

  IRN XXM01130

  • CF4 Partner (AR) (21 Jan 2011 to 1 May 2011)
• . Salisbury Insurance Brokers Limited

  IRN XXS01154

  • CF4 Partner (1 Nov 2010 to 8 Dec 2019)
• Adam Bannatyne Watson

  IRN ABW01047

  • [FCA CF] Manager of certification employee (31 Mar 2022 to 24 Jul 2025)
  • [FCA CF] Significant management (31 Mar 2021 to 24 Jul 2025)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (10 Dec 2010 to 8 Dec 2019)
• Adam Brooks Cragg

  IRN ABC01084

  • [FCA CF] Manager of certification employee (5 May 2023 to 18 Jun 2023)
  • [FCA CF] Significant management (31 Mar 2021 to 18 Jun 2023)
  • SMF18 Other Overall Responsibility (15 Dec 2020 to 31 Mar 2022)
• Adam James Wenn

  IRN AXW00315

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (3 Jul 2023 to 31 Aug 2023)
• Adam Michael Charles Sayers

  IRN AMS01356

  • CF4 Partner (17 Jan 2011 to 1 Apr 2013)
• Alan Henry Clarke Wilkinson

  IRN AHW01030

  • CF1 Director (AR) (15 Feb 2016 to 2 Aug 2016)
• Alex Richards

  IRN AXR00773

  • [FCA CF] Significant management (since 20 Jun 2023)
• Alexander Boswell

  IRN AXB02686

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (8 Feb 2011 to 8 Dec 2019)

• Alan Day Consultancy Limited (no longer appointed)

  FRN 653646 · Appointed 11 Nov 2014 · Until 23 Apr 2018

• Brian William Darrell Richards (no longer appointed)

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• Sportsure Limited (no longer appointed)

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• Office Team Limited (no longer appointed)

  FRN 631489 · Appointed 4 Sep 2014 · Until 3 Feb 2020

• Quality Solicitors Organisation Limited (no longer appointed)

  FRN 629872 · Appointed 7 Aug 2014 · Until 2 Oct 2017

• JGCH Consulting Limited (no longer appointed)

  FRN 629675 · Appointed 5 Aug 2014 · Until 23 Apr 2018

• PMK Accountancy Services (no longer appointed)

  FRN 629567 · Appointed 4 Aug 2014 · Until 24 Nov 2017

• Countrywide Residential Lettings Limited (no longer appointed)

  FRN 623796 · Appointed 20 May 2014 · Until 23 Dec 2021

• Oasis Healthcare Limited (no longer appointed)

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• Braemar Estates Limited (no longer appointed)

  FRN 467545 · Appointed 9 Mar 2014 · Until 3 Feb 2020

No changes recorded yet.