Local Pensions Partnership Investments Ltd

• Principal Place of Business

  1 Finsbury Avenue

  London

  EC2M 2PF

  UNITED KINGDOM

  Phone

  +442080782460

  Web

  https://www.lppi.co.uk

• Complaints Contact

  1 Finsbury Avenue

  First Floor

  London

  EC2M 2PF

  UNITED KINGDOM

  Phone

  +442080782460

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Andrew Tully

  IRN MAT01066

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2026)
  • CF2 Non Executive Director (13 Jul 2018 to 8 Dec 2019)
• Matthew Graham

  IRN MXG01499

  • [FCA CF] Client dealing (since 6 Sep 2024)
  • [FCA CF] Manager of certification employee (since 6 Sep 2024)
  • [FCA CF] Material risk taker (since 6 Sep 2024)
  • [FCA CF] Significant management (since 6 Sep 2024)
• Matthew James Course

  IRN MJC01604

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Mar 2022)
  • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
• Michael Jensen

  IRN MXJ01302

  • CF30 Customer (11 Apr 2016 to 1 Oct 2017)
  • CF1 Director (11 Apr 2016 to 1 Oct 2017)
• Michael O'Higgins

  IRN MXO01661

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Sep 2020)
  • CF2 Non Executive Director (11 Apr 2016 to 8 Dec 2019)
• Nicholas David Floyd

  IRN NXF00138

  • [FCA CF] Material risk taker (since 20 Dec 2022)
• Nicholas James Hinchliffe

  IRN NJH01164

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Aug 2022)
  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
• Patrick George Dowdall

  IRN PGD01085

  • [FCA CF] Client dealing (4 Jul 2023 to 4 Mar 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Mar 2023)
  • CF30 Customer (31 Mar 2018 to 8 Dec 2019)
• Peter John Wallach

  IRN PJW01121

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (31 Mar 2018 to 8 Dec 2019)
• Richard Fraser Savage

  IRN RFS01046

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)

No changes recorded yet.