Local Pensions Partnership Investments Ltd

• Principal Place of Business

  1 Finsbury Avenue

  London

  EC2M 2PF

  UNITED KINGDOM

  Phone

  +442080782460

  Web

  https://www.lppi.co.uk

• Complaints Contact

  1 Finsbury Avenue

  First Floor

  London

  EC2M 2PF

  UNITED KINGDOM

  Phone

  +442080782460

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angela Leanne Hannah Smith

  IRN ALS01049

  • CF1 Director (11 Apr 2016 to 10 Aug 2016)
• Benedict Richard White

  IRN BRW01024

  • [FCA CF] Material risk taker (15 Jul 2020 to 2 Oct 2024)
  • [FCA CF] Client dealing (15 Jul 2020 to 2 Oct 2024)
• Benjamin Michael Burgess

  IRN BXB00368

  • [FCA CF] Client dealing (since 30 Apr 2024)
  • [FCA CF] Material risk taker (since 30 Apr 2024)
• Bharat Chandrakant Popat

  IRN BXP00269

  • [FCA CF] Material risk taker (19 Feb 2024 to 30 Aug 2024)
• Bruce Carnaby

  IRN BAC01051

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
• Charles Edward Frith

  IRN CEF01016

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
• Charles Rodney Barton

  IRN CRB01192

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
  • CF30 Customer (31 Mar 2018 to 8 Dec 2019)
• Christopher Paul Rule

  IRN CPR01039

  • [FCA CF] Client dealing (since 26 May 2021)
  • [FCA CF] Manager of certification employee (since 26 May 2021)
  • [FCA CF] Material risk taker (since 26 May 2021)
  • [FCA CF] Significant management (since 26 May 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (21 Dec 2017 to 8 Dec 2019)
  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
  • CF1 Director (11 Apr 2016 to 8 Dec 2019)
• Colin James Simpson

  IRN CXS16457

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2024)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Daniel Evans

  IRN DXE00059

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Apr 2023)
  • [FCA CF] Significant management (since 26 May 2021)
  • [FCA CF] Manager of certification employee (since 26 May 2021)
  • [FCA CF] Material risk taker (since 26 May 2021)
  • SMF16 Compliance Oversight (since 29 Apr 2021)
  • [FCA CF] Manager of certification employee (30 Jun 2020 to 29 Apr 2021)
  • [FCA CF] Material risk taker (30 Jun 2020 to 29 Apr 2021)

No changes recorded yet.