Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 26 May 2021)
    • [FCA CF] Significant management (since 26 May 2021)
    • [FCA CF] Material risk taker (since 26 May 2021)
    • [FCA CF] Manager of certification employee (since 26 May 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (21 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
    • CF1 Director (11 Apr 2016 to 8 Dec 2019)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF27 Investment Management (18 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.