LLOYD & WHYTE LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Paul Short
IRN PXS00192
- [FCA CF] Significant management (since 9 Dec 2020)
Peter Lishman
IRN PXL01613
- Responsible for Insurance Distribution (17 Feb 2022 to 31 Jul 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Jul 2022)
- CF1 Director (10 Dec 2014 to 8 Dec 2019)
Peter Ward
IRN PXW12715
- CF1 Director (AR) (22 Mar 2019 to 1 Mar 2020)
Richard Shilling
IRN RXS03049
- CF1 Director (AR) (since 13 Jan 2020)
Satjit Singh
IRN SXS03341
- CF1 Director (AR) (19 Sep 2014 to 16 May 2017)
Stephen Astley
IRN SXA02416
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (26 Mar 2014 to 8 Dec 2019)
Stephen Eyles
IRN SXE01533
- CF1 Director (AR) (25 Mar 2020 to 18 Dec 2020)
Steven Patch
IRN SXP00192
- [FCA CF] Material risk taker (since 8 Dec 2020)
Susan Anne Wakefield
IRN SAW01186
- CF1 Director (AR) (10 Mar 2008 to 19 Sep 2014)
Tristan Lennox-Gentle
IRN TXL01389
- SMF3 Executive Director (7 Aug 2023 to 16 Oct 2024)
- Responsible for Insurance Distribution (5 Sep 2022 to 16 Oct 2024)
- [FCA CF] Significant management (1 Feb 2021 to 31 Oct 2024)

Smaller firms operating under this firm's FCA authorisation.

The Well Led Provider Ltd
FRN 1014055 · Appointed 19 May 2024
British Dental Association
FRN 418017 · Appointed 1 Nov 2018
British Chiropractic Association
FRN 419207 · Appointed 8 Jun 2018
British Veterinary Association
FRN 418016 · Appointed 20 Mar 2017
British Medical Association (BMA) Ltd
FRN 439091 · Appointed 4 Aug 2014
DD Products and Services Ltd
FRN 595228 · Appointed 10 Apr 2014
Noda Limited
FRN 418015 · Appointed 20 Jun 2013
Business Choice Direct Insurance Services Limited (no longer appointed)
FRN 763275 · Appointed 9 Jan 2020 · Until 18 Dec 2020
British Dental Association (no longer appointed)
FRN 418017 · Appointed 7 Oct 2016 · Until 6 Jul 2017
British Chiropractic Association (no longer appointed)
FRN 419207 · Appointed 1 Dec 2007 · Until 22 May 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.