Date authorised
1 April 2013
Companies House
05988054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Giovanni Castagno

    IRN JXC01361

    • [FCA CF] Significant management (since 11 Dec 2025)
  • Jonathan Howard Bowen

    IRN JHB01147

    • [FCA CF] Significant management (1 Jan 2023 to 31 Dec 2024)
  • Kartina Tahir Thomson

    IRN KXT00201

    • Director of firm who is not a certification employee or a SMF manager (since 19 Sep 2025)
  • Kashif Bhatti

    IRN KXB00530

    • [FCA CF] Significant management (since 1 Aug 2025)
    • [FCA CF] Significant management (23 Apr 2024 to 31 Dec 2024)
  • Kevin Ronald Spencer

    IRN KRS01061

    • [FCA CF] Significant management (since 11 Dec 2025)
  • Laura Walker

    IRN LXW00335

    • [FCA CF] Significant management (since 9 Oct 2025)
    • [FCA CF] Significant management (1 Apr 2023 to 31 Dec 2024)
  • Louise Pengelly

    IRN LXP00146

    • [FCA CF] Significant management (26 Jan 2024 to 31 Dec 2024)
  • Luke Lawrence

    IRN LXL00212

    • [FCA CF] Significant management (1 Dec 2022 to 31 Dec 2024)
  • Mark Winlow

    IRN MXW02016

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2026)
  • Nicholas James Carnell

    IRN NJC01257

    • CF1 Director (AR) (22 Nov 2016 to 18 Oct 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.