Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Jan 2023 to 31 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Mar 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Oct 2018)
- CF11 Money Laundering Reporting (18 Jul 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (31 Jan 2015 to 30 Sep 2018)
- CF29 Significant management (19 Nov 2013 to 8 Dec 2019)
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- [FCA CF] Significant management (1 Jan 2023 to 31 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.