Liverpool Victoria Financial Services Limited

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FRN: 110035
Date authorised: 1 April 2013
Companies House: 12383237
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+448006816294

Web

https://www.lv.com
Complaints Contact

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health
Runs Stakeholder Pensions
Runs Personal Pensions
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael John Rogers
IRN MJR00135
- SIMF1 Chief Executive Function (7 Mar 2016 to 25 Jul 2016)
- CF8 Apportionment and Oversight (5 Jun 2006 to 6 Mar 2016)
- CF3 Chief Executive (5 Jun 2006 to 6 Mar 2016)
- CF1 Director (5 Jun 2006 to 28 Jul 2016)
Michael Joseph Hornsey
IRN MJH00105
- CF21 Investment Adviser (22 Apr 2003 to 15 Jul 2004)
- CF22 Investment Adviser (Trainee) (15 Nov 2002 to 22 Apr 2003)
Michael Peter Jones
IRN MPJ01034
- SMF16 Compliance Oversight (10 Dec 2018 to 6 Feb 2019)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Nov 2024)
- [FCA CF] Significant management (10 Dec 2018 to 30 Nov 2024)
- [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2024)
- CF10 Compliance Oversight (30 Sep 2008 to 9 Dec 2018)
Michael Philip Stott
IRN MPS00013
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (28 Jan 2002 to 28 Feb 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
Michael Richard Jones
IRN MRJ00031
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (8 Aug 2006 to 31 Oct 2007)
Michael Robert Kipling
IRN MRK01013
- SMF15 Chair of With Profits Committee (since 25 May 2023)
Michael Stafford Newton
IRN MSN00010
- CF29 Significant management (1 Nov 2007 to 31 Jan 2011)
- CF17 Significant Mgt (Other Business Operations) (10 Jun 2004 to 31 Oct 2007)
Michael William Neary
IRN MWN00005
- CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2003)
Michael William Rutherford
IRN MWR00009
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 3 Apr 2006)
Michala Louise Munson
IRN MLM01073
- CF17 Significant Mgt (Other Business Operations) (27 Jan 2006 to 3 Apr 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Quidco Limited (no longer appointed)
FRN 808298 · Appointed 17 Sep 2018 · Until 9 Feb 2023
National Education Union (no longer appointed)
FRN 787653 · Appointed 7 Nov 2017 · Until 31 May 2018
National Education Union (no longer appointed)
FRN 201862 · Appointed 20 Jan 2016 · Until 3 Nov 2017
Phoenix Customer Care Limited (no longer appointed)
FRN 415488 · Appointed 1 Oct 2014 · Until 16 Apr 2018
Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 24 Sep 2014 · Until 16 Apr 2018
Nectar 360 Limited (no longer appointed)
FRN 460052 · Appointed 24 Sep 2014 · Until 1 Jul 2020
Moneysavingexpert.com Limited (no longer appointed)
FRN 587302 · Appointed 29 Jul 2014 · Until 14 Oct 2016
Fairer Finance Ltd (no longer appointed)
FRN 627479 · Appointed 4 Jul 2014 · Until 22 Jul 2016
iMutual Plc (no longer appointed)
FRN 623962 · Appointed 22 May 2014 · Until 30 Aug 2017
Steer Digital Limited (no longer appointed)
FRN 597191 · Appointed 19 Dec 2013 · Until 1 Jan 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.