Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Collins

  IRN AXC00994

  • [FCA CF] Manager of certification employee (since 19 Jul 2024)
  • [FCA CF] Material risk taker (since 24 Jan 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 24 Jan 2023)
  • [FCA CF] Significant management (since 24 Jan 2023)
• Andrew James Young

  IRN AJY01020

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 28 Feb 2021)
  • [FCA CF] Significant management (10 Dec 2018 to 28 Feb 2021)
  • CF2 Non Executive Director (5 Feb 2015 to 6 Mar 2016)
• Andrew John Gray

  IRN AXG55736

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 27 Feb 2023)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 24 Dec 2025)
• Andrew Mark Parsons

  IRN AMP01157

  • SMF2 Chief Finance (10 Dec 2018 to 30 Nov 2019)
  • SIMF2 Chief Finance Function (12 Jun 2017 to 9 Dec 2018)
• Andrew Michael Ashton

  IRN AMA00009

  • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
• Andrew Paul Frayling

  IRN APF00011

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
• Andrew Peter Gilbert

  IRN AXG55735

  • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2020)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 31 Jan 2020)
• Andrew Robert Walton

  IRN ARW01085

  • SIMF21 With-Profits Actuary (7 Mar 2016 to 12 Sep 2018)
  • CF12A With-Profits Actuary (11 Jul 2014 to 6 Mar 2016)
  • CF12 Actuarial (11 Jul 2014 to 1 Aug 2014)
• Andrew Simon Knight

  IRN ASK00011

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
• Andrew Thomas Charles Turner

  IRN ATT00005

  • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2003)

• Liverpool Victoria Insurance Company Limited (no longer appointed)

  FRN 202965 · Appointed 11 May 1999 · Until 1 Dec 2001

• Frizzell Bank Limited (no longer appointed)

  FRN 201381 · Appointed 11 May 1999 · Until 1 Dec 2001

No changes recorded yet.