Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Dec 2022)
    • CF30 Customer (10 Jul 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (17 Sep 2003 to 30 Mar 2007)
    • CF22 Investment Adviser (Trainee) (10 Feb 2003 to 17 Sep 2003)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.