Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Alexander Rowney

  IRN RAR01116

  • Responsible for Insurance Distribution (10 May 2019 to 31 Dec 2019)
  • SMF3 Executive Director (10 Dec 2018 to 31 Dec 2019)
  • SMF1 Chief Executive (10 Dec 2018 to 31 Dec 2019)
  • SIMF1 Chief Executive Function (25 Jul 2016 to 9 Dec 2018)
  • Responsible for Insurance Mediation (25 Feb 2010 to 30 Sep 2018)
  • CF1 Director (15 Aug 2007 to 9 Dec 2018)
  • CF17 Significant Mgt (Other Business Operations) (20 Feb 2007 to 15 Aug 2007)
• Richard Anthony Warner

  IRN RAW01204

  • SMF24 Chief Operations (15 Mar 2019 to 1 Mar 2020)
  • CF29 Significant management (2 Mar 2011 to 9 Dec 2018)
• Richard Brown

  IRN RXB00158

  • [FCA CF] Material risk taker (since 10 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 10 Jun 2022)
  • [FCA CF] Significant management (since 5 Jun 2020)
• Richard Derek Bennett

  IRN RDB00023

  • CF21 Investment Adviser (3 Jun 2003 to 21 Oct 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
• Richard Gilbert Nice

  IRN RGN00005

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 24 Aug 2004)
• Richard John Barr

  IRN RJB01195

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 3 Apr 2006)
• Richard John Walter Crouch

  IRN RXC01301

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 24 Sep 2019)
• Richard Lambert

  IRN RXL00318

  • [FCA CF] Significant management (since 12 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 12 Apr 2024)
  • [FCA CF] Manager of certification employee (since 12 Apr 2024)
  • [FCA CF] Material risk taker (since 12 Apr 2024)
  • [FCA CF] Functions requiring qualifications (21 Dec 2022 to 14 Oct 2024)
• Richard Malcolm Penney

  IRN RMP00034

  • CF21 Investment Adviser (9 Feb 2006 to 22 Mar 2007)
• Richard Mark Waller

  IRN RMW01135

  • CF12 Actuarial (7 Sep 2006 to 17 Jun 2008)

• UNISON (no longer appointed)

  FRN 401803 · Appointed 9 May 2005 · Until 1 Jun 2012

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 17 Mar 2005 · Until 15 Nov 2011

• Association for School and College Leaders (no longer appointed)

  FRN 409347 · Appointed 17 Mar 2005 · Until 1 Aug 2009

• The Royal Air Forces Association (no longer appointed)

  FRN 429276 · Appointed 9 Mar 2005 · Until 22 Jul 2016

• Royal College of Midwives (RCM) (no longer appointed)

  FRN 429275 · Appointed 9 Mar 2005 · Until 29 Dec 2017

• RCN Membership Services Ltd (no longer appointed)

  FRN 429278 · Appointed 9 Mar 2005 · Until 1 Apr 2012

• Haymarket Magazines Limited (no longer appointed)

  FRN 232553 · Appointed 31 Mar 2004 · Until 4 Nov 2011

• Center Parcs Limited (no longer appointed)

  FRN 230454 · Appointed 16 Dec 2003 · Until 1 Aug 2005

• The Civil Service Motoring Association Ltd (no longer appointed)

  FRN 225816 · Appointed 8 Jul 2003 · Until 14 Jan 2005

• Saffron Walden Mortgage Services Limited (no longer appointed)

  FRN 222776 · Appointed 11 Feb 2003 · Until 31 Oct 2004

No changes recorded yet.