Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Baylis

  IRN DXB00867

  • [FCA CF] Material risk taker (12 Jul 2023 to 12 Jan 2025)
  • [PRA CF] Significant risk taker or Material risk taker (12 Jul 2023 to 12 Jan 2025)
  • [FCA CF] Significant management (12 Jul 2023 to 12 Jan 2025)
• Daniel Benjamin Bugbee

  IRN DXB00719

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2022)
• Daniel Christopher Farrell

  IRN DXF55747

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
• Daniel Joseph Hirrel

  IRN DJH00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
• Darren Burn

  IRN DXB00247

  • CF21 Investment Adviser (20 May 2002 to 29 Feb 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
• Darren Gilbert

  IRN DXG00100

  • [FCA CF] Manager of certification employee (14 Jan 2021 to 22 Apr 2022)
  • [FCA CF] Functions requiring qualifications (14 Jan 2021 to 22 Apr 2022)
• Darren Joseph Laws

  IRN DXL00388

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
• Darren Lee Fawcett

  IRN DLF00008

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2004)
• David Anthony Rankine

  IRN DAR01126

  • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
  • CF21 Investment Adviser (8 Jul 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 8 Jul 2003)
• David Barclay Barral

  IRN DBB01017

  • SMF14 Senior Independent Director (10 Dec 2018 to 7 Mar 2022)
  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 7 Mar 2022)
  • SIMF14 Senior Independent Director (19 Apr 2018 to 9 Dec 2018)
  • SIMF10 Chair of the Risk Committee (16 Mar 2017 to 9 Dec 2018)

• Elife Limited (no longer appointed)

  FRN 492568 · Appointed 21 Sep 2011 · Until 21 Sep 2012

• Travel Newmedia Limited (no longer appointed)

  FRN 565060 · Appointed 21 Sep 2011 · Until 16 Oct 2012

• CDS (SUPERSTORES INTERNATIONAL) LIMITED (no longer appointed)

  FRN 489236 · Appointed 16 Sep 2011 · Until 30 Apr 2013

• Web Marketing Strategies Limited (no longer appointed)

  FRN 564617 · Appointed 15 Sep 2011 · Until 21 Sep 2012

• VAC Media Ltd (no longer appointed)

  FRN 503967 · Appointed 8 Sep 2011 · Until 17 Nov 2016

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 29 Jun 2016

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• Asda Financial Services Limited (no longer appointed)

  FRN 230174 · Appointed 4 Sep 2009 · Until 31 Oct 2018

• Asda Stores Limited (no longer appointed)

  FRN 407914 · Appointed 4 Sep 2009 · Until 31 Oct 2018

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 17 Aug 2009 · Until 29 Dec 2017

No changes recorded yet.