Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maxwell Locker

  IRN MXL00042

  • CF21 Investment Adviser (3 Oct 2002 to 1 Oct 2003)
• Melanie Dawn Purcell

  IRN MXP55789

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Nov 2020)
• Merilyn Jennifer Parker Armitage

  IRN MJP01275

  • CF17 Significant Mgt (Other Business Operations) (29 Sep 2004 to 3 Apr 2006)
• Michael Cullen Farrell

  IRN MXF55790

  • [FCA CF] Significant management (since 10 Dec 2018)
• Michael Derek Allen

  IRN MDA01024

  • CF28 Systems and controls (1 Nov 2007 to 13 Aug 2009)
  • CF29 Significant management (1 Nov 2007 to 13 Aug 2009)
  • CF13 Finance (24 Sep 2002 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 24 Sep 2002)
• Michael Hayward Strong

  IRN MHS01042

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 3 Apr 2006)
• Michael Hool

  IRN MXH00183

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
• Michael John Gilmer

  IRN MJG01213

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (4 Jun 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Jan 2002 to 4 Jun 2003)
• Michael John Leonard

  IRN MJL01116

  • [FCA CF] Significant management (10 Dec 2018 to 18 Apr 2019)
• Michael John Moffatt

  IRN MJM00021

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)

• Rectangle Group plc (no longer appointed)

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• Asperity Employee Benefits Ltd (no longer appointed)

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• Claire Shepherd (no longer appointed)

  FRN 603886 · Appointed 5 Jul 2013 · Until 22 Jul 2016

• Direct Marketing Bureau Limited (no longer appointed)

  FRN 425017 · Appointed 17 Oct 2012 · Until 28 Jan 2014

• Royal College of Nursing of the United Kingdom (no longer appointed)

  FRN 578817 · Appointed 3 Apr 2012 · Until 29 Dec 2017

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 2 Apr 2012 · Until 14 Apr 2014

• Christopher Moorhouse (no longer appointed)

  FRN 569573 · Appointed 22 Dec 2011 · Until 21 Sep 2012

• Seniors Discounts (no longer appointed)

  FRN 571086 · Appointed 14 Dec 2011 · Until 28 Oct 2016

• AWIN Ltd (no longer appointed)

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• Essex Stage (no longer appointed)

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No changes recorded yet.