Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Caroline Thomas

  IRN LCD00007

  • CF21 Investment Adviser (23 Nov 2006 to 6 Apr 2007)
  • CF22 Investment Adviser (Trainee) (16 Sep 2005 to 23 Nov 2006)
• Lisa Jane Stroud

  IRN LXS55783

  • [PRA CF] Significant risk taker or Material risk taker (since 6 Jun 2024)
  • [FCA CF] Material risk taker (since 6 Jun 2024)
  • [FCA CF] Significant management (since 3 Feb 2023)
  • [FCA CF] Manager of certification employee (since 3 Feb 2023)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 2 Feb 2023)
• Louise Bevan

  IRN LXB01372

  • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
  • CF21 Investment Adviser (27 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Sep 2005 to 27 Mar 2007)
• Louise Bridget Storey

  IRN LBS01006

  • CF21 Investment Adviser (15 Dec 2003 to 18 Mar 2005)
  • CF22 Investment Adviser (Trainee) (5 Feb 2003 to 15 Dec 2003)
• Luke Savage

  IRN LXS01261

  • SMF11 Chair of the Audit Committee (10 Dec 2018 to 31 Mar 2022)
  • SIMF11 Chair of the Audit Committee (4 May 2018 to 9 Dec 2018)
• Lynda Carr

  IRN LXC00498

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 11 May 2023)
• Lynda Edmunds

  IRN LXE00079

  • [FCA CF] Functions requiring qualifications (1 Sep 2023 to 1 May 2024)
• Lynzi Harrison

  IRN LXH01632

  • SMF18 Other Overall Responsibility (26 Nov 2020 to 1 Oct 2021)
  • [PRA CF] Key function holder (29 Apr 2019 to 25 Nov 2020)
  • [PRA CF] Significant risk taker or Material risk taker (29 Apr 2019 to 25 Nov 2020)
  • [FCA CF] Significant management (29 Apr 2019 to 25 Nov 2020)
  • [FCA CF] Manager of certification employee (29 Apr 2019 to 25 Nov 2020)
  • [FCA CF] Material risk taker (29 Apr 2019 to 25 Nov 2020)
• Malcolm Leonard Berryman

  IRN MLB01057

  • CF1 Director (1 Dec 2001 to 31 Dec 2005)
  • CF3 Chief Executive (1 Dec 2001 to 5 Dec 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 5 Dec 2005)
• Marc Stuart Perry

  IRN MSP00021

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)

• Rectangle Group plc (no longer appointed)

  FRN 537903 · Appointed 4 Nov 2013 · Until 22 Jul 2016

• Asperity Employee Benefits Ltd (no longer appointed)

  FRN 484646 · Appointed 23 Sep 2013 · Until 15 Sep 2017

• Claire Shepherd (no longer appointed)

  FRN 603886 · Appointed 5 Jul 2013 · Until 22 Jul 2016

• Direct Marketing Bureau Limited (no longer appointed)

  FRN 425017 · Appointed 17 Oct 2012 · Until 28 Jan 2014

• Royal College of Nursing of the United Kingdom (no longer appointed)

  FRN 578817 · Appointed 3 Apr 2012 · Until 29 Dec 2017

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 2 Apr 2012 · Until 14 Apr 2014

• Christopher Moorhouse (no longer appointed)

  FRN 569573 · Appointed 22 Dec 2011 · Until 21 Sep 2012

• Seniors Discounts (no longer appointed)

  FRN 571086 · Appointed 14 Dec 2011 · Until 28 Oct 2016

• AWIN Ltd (no longer appointed)

  FRN 529442 · Appointed 12 Dec 2011 · Until 10 Feb 2013

• Essex Stage (no longer appointed)

  FRN 568215 · Appointed 7 Nov 2011 · Until 3 Dec 2012

No changes recorded yet.