Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Leigh Smith

    IRN GLS00003

    • CF21 Investment Adviser (8 Jan 2002 to 3 May 2005)
  • Graham Marvel Wright

    IRN GMW01093

    • CF1 Director (1 Dec 2001 to 25 Jan 2002)
  • Gregory Gould

    IRN GDG01038

    • CF29 Significant management (20 Nov 2008 to 10 Feb 2010)
    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2008)
    • CF14 Risk Assessment (17 Sep 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (17 Sep 2007 to 17 Sep 2007)
    • Responsible for Insurance Mediation (17 Sep 2007 to 19 Oct 2007)
    • CF10 Compliance Oversight (17 Sep 2007 to 20 Nov 2008)
  • Guy Francis Beresford

    IRN GFB00013

    • CF21 Investment Adviser (1 Dec 2001 to 26 May 2007)
  • Guy Walker

    IRN GXW00132

    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 6 May 2025)
  • Helen Malthouse

    IRN HXM01123

    • CF30 Customer (30 Dec 2008 to 5 Jun 2017)
  • Howard Kingsley Goodenough

    IRN HKG01004

    • CF22 Investment Adviser (Trainee) (27 Nov 2002 to 22 Aug 2003)
  • Howard William Paine

    IRN HXP00039

    • CF1 Director (8 Jan 2002 to 1 Jul 2002)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 3 Apr 2006)
  • Hugh Chandos Octavius Monro

    IRN HCM01049

    • [FCA CF] Significant management (since 1 Jul 2023)
  • Hugh Gordon Murray

    IRN HGM00006

    • CF21 Investment Adviser (8 Jan 2002 to 28 Nov 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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