Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Radford

    IRN DJR01183

    • CF17 Significant Mgt (Other Business Operations) (12 Jul 2005 to 3 Apr 2006)
  • David Jonathan Brown

    IRN DJB00092

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • David Jones

    IRN DRJ00021

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
  • David Stevens

    IRN DRS01114

    • Responsible for Insurance Distribution (13 Mar 2020 to 14 Mar 2020)
    • SMF1 Chief Executive (13 Mar 2020 to 14 Mar 2020)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 26 Jun 2002)
  • David Thomas James Evans

    IRN DTE01005

    • CF29 Significant management (28 Jan 2011 to 30 Apr 2011)
  • David William Dullaway

    IRN DWD01050

    • CF28 Systems and controls (3 May 2018 to 12 Jun 2018)
  • David William Nicholls

    IRN DWN01013

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2006)
    • CF10 Compliance Oversight (8 Jan 2002 to 31 Mar 2006)
    • CF14 Risk Assessment (8 Jan 2002 to 15 Nov 2004)
    • CF8 Apportionment and Oversight (8 Jan 2002 to 31 Mar 2006)
  • Davina Barton

    IRN DXB01028

    • [FCA CF] Significant management (since 9 Aug 2024)
  • Dean Shipman

    IRN DXS00004

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
  • Deirdre Anne Davies

    IRN DXD80950

    • SMF5 Head of Internal Audit (27 Aug 2020 to 24 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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