Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Whitman

  IRN TXW00152

  • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 28 Feb 2023)
  • [FCA CF] Client dealing (28 Jun 2021 to 28 Feb 2023)
• Timothy James Boggie

  IRN TJB00002

  • CF21 Investment Adviser (8 Jan 2002 to 30 Jun 2002)
• Timothy John Sheldon

  IRN TJS01078

  • CF28 Systems and controls (15 Sep 2009 to 31 Mar 2011)
• Timothy Nicholas John Williams

  IRN TXW00286

  • [FCA CF] Significant management (since 13 Jun 2023)
• Timothy Peter Blewitt

  IRN TPB00011

  • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2003)
• Timothy William Forman

  IRN TWF00002

  • CF21 Investment Adviser (8 Jan 2002 to 9 Dec 2002)
• Tracey Louise Crawley

  IRN TLG01027

  • CF10 Compliance Oversight (29 Jan 2019 to 6 Sep 2019)
• Tracy Howard Cass

  IRN THC00003

  • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2005)
• Tracy Sheryl McCoy

  IRN TSW00004

  • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2007)
• Trevor Keith Hockley

  IRN TKH00002

  • CF21 Investment Adviser (17 Jun 2003 to 23 Apr 2004)
  • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 17 Jun 2003)

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 17 Mar 2005 · Until 15 Nov 2011

No changes recorded yet.