Liverpool Victoria Financial Advice Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Stephen McLoughlin

  IRN JSM00014

  • CF21 Investment Adviser (10 Oct 2006 to 26 Apr 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 10 Oct 2006)
• James William Wilson

  IRN JWW00019

  • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2005)
• Jamie Stuart Kermode

  IRN JSK01032

  • CF30 Customer (30 Dec 2008 to 14 May 2010)
• Janet Smart

  IRN JXS00057

  • CF21 Investment Adviser (23 Jul 2002 to 10 Oct 2003)
• Jason Denton-Powell

  IRN JAD00020

  • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2007)
• Jason George McGarry

  IRN JGM00029

  • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
• Jean-Marc Robert

  IRN JXR43645

  • SMF4 Chief Risk (since 8 Feb 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 17 Sep 2021)
• Jeffrey Edward Pearson

  IRN JEP01103

  • CF17 Significant Mgt (Other Business Operations) (5 Jan 2004 to 2 Sep 2004)
• Jenna Aylward

  IRN JXA00158

  • [FCA CF] Functions requiring qualifications (18 Sep 2023 to 6 Jun 2024)
• Jennifer Clair Walker-Leach

  IRN JCW00069

  • CF30 Customer (30 Dec 2008 to 1 Dec 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 3 Apr 2012 · Until 14 Apr 2014

• Crewise Card Ltd (no longer appointed)

  FRN 531355 · Appointed 10 Sep 2010 · Until 17 Aug 2011

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 30 Aug 2011

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• National Association of Head Teachers (no longer appointed)

  FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011

• Gmb (no longer appointed)

  FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016

• University and College Union (no longer appointed)

  FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009

• GMB Scotland (no longer appointed)

  FRN 429277 · Appointed 9 May 2005 · Until 22 Jul 2016

• Prospect (no longer appointed)

  FRN 403532 · Appointed 9 May 2005 · Until 22 Jul 2016

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 9 May 2005 · Until 29 Dec 2017

No changes recorded yet.