Listers Group Limited

• Principal Place of Business

  Othello House

  Stratford Business & Technology Park

  Banbury Road

  Stratford-Upon-Avon

  Warwickshire

  CV37 7GY

  UNITED KINGDOM

  Phone

  +441789403800

  Web

  https://www.listers.co.uk

• Complaints Contact

  Othello House

  Stratford Business & Technology Park

  Banbury Road

  Stratford-Upon-Avon

  Warwickshire

  CV37 7GY

  UNITED KINGDOM

  Phone

  +441789403800

  Web

  https://www.listers.co.uk

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

  Show 1 limitation Hide limitations

  • · The firm is limited to credit broking as a supplier of goods or services (other than a domestic premises supplier) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer (who need not be the borrower under the credit agreement or the hirer under the consumer hire agreement) and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

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  • · Limited to debt counselling in connection with arranging motor finance only.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling in connection with arranging motor finance only.

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Geoffrey Lister

  IRN GXL21498

  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (12 Nov 2019 to 8 Dec 2019)
• John Dowell

  IRN JXD00333

  • [FCA CF] Significant management (since 9 Dec 2019)
• Katherine Lister

  IRN KXL00289

  • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2023)
• Keith George Bradshaw

  IRN KGB01028

  • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2023)
• Kenneth Round

  IRN KXR00321

  • Director of firm who is not a certification employee or a SMF manager (18 Dec 2023 to 9 Aug 2024)
• Margaret Lister

  IRN MXL00624

  • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2023)
• Martin Goodwin

  IRN MXG00262

  • SMF16 Compliance Oversight (since 22 Jan 2025)
  • Responsible for Insurance Distribution (since 22 Jan 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Martin Vessey

  IRN MXV00183

  • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2023)
• Matthew Huntley

  IRN MXH03426

  • [FCA CF] Significant management (since 15 Apr 2026)
• Nigel Rickards

  IRN NXR01160

  • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2020)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

• Listers Hull Limited

  FRN 917301 · Appointed 25 Nov 2019

• Falcon Of Hull And Lincolnshire Limited

  FRN 403914 · Appointed 14 Jan 2005

No changes recorded yet.