Listers Group Limited

Date authorised
1 April 2013
Companies House
01400698
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Othello House
    Stratford Business & Technology Park
    Banbury Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7GY
    UNITED KINGDOM
    Phone
    +441789403800
    Web
    https://www.listers.co.uk

  • Complaints Contact

    Othello House
    Stratford Business & Technology Park
    Banbury Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7GY
    UNITED KINGDOM
    Phone
    +441789403800
    Web
    https://www.listers.co.uk

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · The firm is limited to credit broking as a supplier of goods or services (other than a domestic premises supplier) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer (who need not be the borrower under the credit agreement or the hirer under the consumer hire agreement) and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt counselling in connection with arranging motor finance only.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling in connection with arranging motor finance only.

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pamela Bradshaw

    IRN PXB00640

    • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2023)
  • Philip Graddon

    IRN PXG00176

    • SMF3 Executive Director (since 1 Jan 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Richard Kitteridge

    IRN RXK00146

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Richard Knipe

    IRN RXK00147

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Richard Roberts

    IRN RXR00258

    • [FCA CF] Significant management (since 1 Jul 2022)
  • Robert Moore

    IRN RXM00636

    • [FCA CF] Significant management (since 1 Mar 2022)
  • Simon Brown

    IRN SXB04224

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Terence Lister

    IRN TXL01142

    • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2023)
  • Thomas Cox

    IRN TXC00148

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
  • Timothy Bradshaw

    IRN TXB21497

    • CF1 Director (AR) (since 25 Jun 2025)
    • SMF9 Chair of the Governing Body (since 18 Jan 2025)
    • SMF3 Executive Director (7 Jan 2020 to 5 Feb 2025)
    • Responsible for Insurance Distribution (7 Jan 2020 to 5 Feb 2025)
    • SMF16 Compliance Oversight (7 Jan 2020 to 5 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.