Date authorised
1 April 2013
Companies House
01400698
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Othello House
    Stratford Business & Technology Park
    Banbury Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7GY
    UNITED KINGDOM
    Phone
    +441789403800
  • Complaints Contact

    Othello House
    Stratford Business & Technology Park
    Banbury Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7GY
    UNITED KINGDOM
    Phone
    +441789403800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · The firm is limited to credit broking as a supplier of goods or services (other than a domestic premises supplier) carried on for the purposes of, or in connection with, the sale of goods or supply of services by the firm to a customer (who need not be the borrower under the credit agreement or the hirer under the consumer hire agreement) and, unless the firm is a not-for profit body, under which the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt counselling in connection with arranging motor finance only.
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling in connection with arranging motor finance only.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Curt

    IRN AXC03628

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Andrew Hicks

    IRN AXH00400

    • [FCA CF] Significant management (9 Dec 2019 to 10 Jul 2025)
  • Andrew O'Connell

    IRN AXO00174

    • [FCA CF] Significant management (since 1 Mar 2022)
  • Anthony Hope

    IRN AXH00401

    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2022)
  • Antony Dadd

    IRN AXD00337

    • [FCA CF] Significant management (since 31 Mar 2021)
  • Benjamin John Tustin

    IRN BJT01076

    • [FCA CF] Significant management (since 1 Apr 2026)
  • Caroline Woodcraft

    IRN CXW00255

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Clare Mead

    IRN CXM00637

    • [FCA CF] Significant management (since 1 Mar 2022)
  • David Bradshaw

    IRN DXB00934

    • Director of firm who is not a certification employee or a SMF manager (since 18 Dec 2023)
  • Gary Kinnersley

    IRN GXK01154

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Jan 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.