Liquidnet Europe Limited

• Principal Place of Business

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  TP ICAP, 135 Bishopsgate,

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Jason Cowper

  IRN MJC01254

  • [FCA CF] Client dealing (since 14 Apr 2021)
• Mark Pointer

  IRN MXP71152

  • [FCA CF] Material risk taker (since 23 Mar 2021)
• Mark Reginald Pumfrey

  IRN MRP01050

  • SMF1 Chief Executive (9 Dec 2019 to 17 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 23 Aug 2021)
  • CF1 Director (26 Feb 2013 to 8 Dec 2019)
  • CF3 Chief Executive (16 Jan 2013 to 8 Dec 2019)
• Mark Russell

  IRN MDR01119

  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2024)
  • [FCA CF] Manager of certification employee (14 Apr 2021 to 26 Jul 2024)
  • [FCA CF] Client dealing (14 Apr 2021 to 18 Mar 2025)
• Mark Warren

  IRN MWW01067

  • [FCA CF] Client dealing (29 Jun 2023 to 27 Feb 2026)
• Matthew David Jefford

  IRN MDJ01030

  • CF30 Customer (21 Jun 2018 to 8 Dec 2019)
• Matthew Stephen Beales

  IRN MSB01099

  • CF30 Customer (1 Nov 2007 to 27 Oct 2017)
  • CF26 Customer Trading (12 Mar 2003 to 31 Oct 2007)
• Matthew Wertheim

  IRN MJW01574

  • CF30 Customer (13 Jan 2014 to 13 Aug 2018)
• Maurice Marco

  IRN MXM02139

  • [FCA CF] Client dealing (since 8 Nov 2023)
• Michael Fidance

  IRN MJF01182

  • [FCA CF] Client dealing (12 May 2025 to 27 Feb 2026)

No changes recorded yet.