Liontrust Investment Partners LLP

• Principal Place of Business

  2 Savoy Court

  London

  WC2R 0EZ

  UNITED KINGDOM

  Phone

  +4402074121700

  Web

  https://www.liontrust.co.uk

• Complaints Contact

  Liontrust Asset Management plc, 2 Savoy Court

  London

  Westminster

  WC2R 0EZ

  UNITED KINGDOM

  Phone

  +4402074121700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to investment management activities for the specified customer types.

• James Daniel Patrick O'Connor

  IRN JDO01044

  • [FCA CF] Client dealing (since 10 Mar 2021)
• James David Mellersh

  IRN JDM01108

  • CF30 Customer (1 Oct 2011 to 31 Dec 2012)
  • CF4 Partner (1 Oct 2011 to 31 Dec 2012)
• James De Uphaugh

  IRN JSD01036

  • [FCA CF] Client dealing (1 Apr 2022 to 16 Feb 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2022 to 16 Feb 2024)
• James Dowey

  IRN JXD02343

  • [FCA CF] Manager of certification employee (15 Aug 2022 to 6 Sep 2024)
  • [FCA CF] Client dealing (10 Mar 2021 to 6 Sep 2024)
• James Dudgeon

  IRN JAD01299

  • [FCA CF] Client dealing (1 Apr 2022 to 26 Apr 2022)
• James Edward Klempster

  IRN JEK01050

  • [FCA CF] Manager of certification employee (since 30 Jan 2023)
  • [FCA CF] Client dealing (since 10 Mar 2021)
• James Gerald Sanger

  IRN JGS01083

  • CF2 Non Executive Director (8 Jul 2010 to 24 Nov 2010)
• James John Inglis-Jones

  IRN JJI01002

  • [FCA CF] Client dealing (since 10 Mar 2021)
  • [FCA CF] Manager of certification employee (10 Mar 2021 to 25 Jun 2025)
  • CF4 Partner (5 Jul 2012 to 9 Dec 2019)
  • CF30 Customer (25 Jan 2012 to 8 Dec 2019)
• James Mowat

  IRN JCM01086

  • [FCA CF] Client dealing (since 1 Aug 2024)
• Jamie Christopher Clark

  IRN JCC01136

  • CF30 Customer (12 Apr 2012 to 8 Dec 2019)
  • CF4 Partner (12 Apr 2012 to 9 Dec 2019)

No changes recorded yet.