James David Mellersh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (10 Jun 2013 to 18 Nov 2014)
- CF4 Partner (AR) (10 Jun 2013 to 18 Nov 2014)
Liontrust Investment Partners LLP (no longer approved here)
FRN 518552
- CF30 Customer (1 Oct 2011 to 31 Dec 2012)
- CF4 Partner (1 Oct 2011 to 31 Dec 2012)
THAMES RIVER CAPITAL LLP (no longer approved here)
FRN 426349
- CF4 Partner (18 Jul 2005 to 1 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.