Date authorised
1 April 2013
Companies House
OC351668
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Savoy Court
    London
    WC2R 0EZ
    UNITED KINGDOM
    Phone
    +4402074121700
  • Complaints Contact

    Liontrust Asset Management plc, 2 Savoy Court
    London
    Westminster
    WC2R 0EZ
    UNITED KINGDOM
    Phone
    +4402074121700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Morris

    IRN TXM01769

    • [FCA CF] Manager of certification employee (1 Dec 2022 to 31 Jul 2023)
    • [FCA CF] Client dealing (1 Apr 2022 to 31 Jul 2023)
  • Thomas Peter David Ayres

    IRN TPA01007

    • CF30 Customer (8 Jul 2010 to 9 Jul 2010)
  • Thomas Record

    IRN TAR01045

    • [FCA CF] Manager of certification employee (19 Jul 2022 to 1 Nov 2023)
    • [FCA CF] Client dealing (1 Apr 2022 to 1 Nov 2023)
  • Tim Crunden

    IRN TXC00083

    • [FCA CF] Significant management (since 31 May 2025)
  • Timothy John Hooton

    IRN TJH01153

    • [FCA CF] Client dealing (since 1 Aug 2024)
  • Tinger Wen

    IRN TXW00070

    • [FCA CF] Client dealing (1 Apr 2022 to 19 Feb 2024)
  • Tom Hosking

    IRN TXH00089

    • [FCA CF] Manager of certification employee (23 Nov 2023 to 29 May 2024)
    • [FCA CF] Client dealing (1 Apr 2022 to 29 May 2024)
  • Vanessa Maria Sinclair

    IRN VMS01008

    • [FCA CF] Client dealing (since 31 May 2025)
  • Victor Alabrune

    IRN VXA00062

    • [FCA CF] Client dealing (30 Jan 2023 to 31 May 2024)
  • Victoria Louise Stevens

    IRN VLB01015

    • [FCA CF] Manager of certification employee (since 16 Nov 2023)
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • CF30 Customer (29 Jun 2015 to 8 Dec 2019)
    • CF4 Partner (29 Jun 2015 to 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.