Linear Investments Limited

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FRN: 537389
Date authorised: 1 April 2013
Companies House: 07330725
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1st Floor Office

135 Park Street

London

SE1 9EA

UNITED KINGDOM

Phone

+442039741928

Web

https://www.linearinvestments.com
Complaints Contact

1st Floor Office

135 Park Street

London

SE1 9EA

UNITED KINGDOM

Phone

+442039741928

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Marcus Shabazz Bent
IRN MSB01192
- CF30 Customer (20 Jan 2014 to 4 Jul 2016)
Mark Liam Winters
IRN MLW01042
- SMF16 Compliance Oversight (4 Dec 2020 to 31 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2020 to 31 Jan 2021)
Mark Thomas Burchell
IRN MTB01028
- [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2024)
- CF30 Customer (3 Dec 2013 to 8 Dec 2019)
Markus Huber
IRN MXH02066
- CF30 Customer (10 Mar 2014 to 12 Feb 2015)
Martin Gollner
IRN MXG01212
- CF1 Director (AR) (10 Jul 2014 to 6 Jul 2015)
- CF30 Customer (10 Jul 2014 to 6 Jul 2015)
Martin Lewis Gray
IRN MXG00189
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2022)
- SMF16 Compliance Oversight (since 1 Nov 2022)
Martin Oliver James Marston
IRN MOM01009
- CF10 Compliance Oversight (9 Mar 2011 to 13 Apr 2012)
- CF30 Customer (9 Mar 2011 to 30 Apr 2012)
- CF11 Money Laundering Reporting (9 Mar 2011 to 13 Apr 2012)
- CF3 Chief Executive (9 Mar 2011 to 13 Apr 2012)
- CF1 Director (9 Mar 2011 to 13 Apr 2012)
Matthew John Arnold
IRN MJA01068
- CF30 Customer (19 Jan 2015 to 6 Jul 2015)
Max Patrick Schmid
IRN MPS01105
- CF30 Customer (23 Jan 2018 to 23 May 2018)
Michael Anthony Smith
IRN MAS01199
- CF30 Customer (16 Aug 2019 to 17 Dec 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Kazimir Partners (UK) Limited (no longer appointed)
FRN 753437 · Appointed 21 Jul 2016 · Until 12 Oct 2016
Insch Capital Management SA (no longer appointed)
FRN 604435 · Appointed 27 Apr 2016 · Until 28 Nov 2018
Alpamayo Capital Limited (no longer appointed)
FRN 710371 · Appointed 16 Jul 2015 · Until 31 Jan 2022 · Tied agent
Cadell + Co Ltd (no longer appointed)
FRN 706259 · Appointed 11 Jun 2015 · Until 18 Oct 2017
Coleman Street Management Limited (no longer appointed)
FRN 686016 · Appointed 17 Apr 2015 · Until 29 Feb 2016
AQX Capital Markets Limited (no longer appointed)
FRN 670101 · Appointed 5 Feb 2015 · Until 20 May 2015
A&M Capital Management Limited (no longer appointed)
FRN 656935 · Appointed 2 Dec 2014 · Until 16 Mar 2015
Arcturus Investment Advisory Limited (no longer appointed)
FRN 653794 · Appointed 12 Nov 2014 · Until 20 Oct 2017
Growth Asset Partners Limited (no longer appointed)
FRN 648100 · Appointed 30 Sep 2014 · Until 12 Aug 2015
Marshall Sterling Asset Management Limited (no longer appointed)
FRN 522250 · Appointed 15 Aug 2014 · Until 5 Jan 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.