Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (10 Jul 2014 to 6 Jul 2015)
- CF30 Customer (10 Jul 2014 to 6 Jul 2015)
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- CF21 Investment Adviser (7 Jun 2006 to 19 Dec 2006)
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- (123)CF21 Investment Adviser (13 Sep 2004 to 30 Jun 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (123)CF21 Investment Adviser at STIFEL EUROPE LIMITED