Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Linear Investments Limited (no longer approved here)

    FRN 537389

    • CF1 Director (AR) (10 Jul 2014 to 6 Jul 2015)
    • CF30 Customer (10 Jul 2014 to 6 Jul 2015)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (7 Jun 2006 to 19 Dec 2006)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (123)CF21 Investment Adviser (13 Sep 2004 to 30 Jun 2005)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (123)CF21 Investment Adviser at STIFEL EUROPE LIMITED