Lincoln International LLP

• Principal Place of Business

  Lincoln International

  5 Upper St. Martin's Lane

  London

  Westminster

  WC2H 9EA

  UNITED KINGDOM

  Phone

  +442070229880

  Web

  https://www.lincolninternational.com

• Complaints Contact

  Lincoln International

  5 Upper St. Martin's Lane

  London

  Westminster

  WC2H 9EA

  UNITED KINGDOM

  Phone

  +442076325212

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Mark Barrow

  IRN JMB01188

  • CF4 Partner (19 May 2009 to 1 Apr 2010)
  • CF30 Customer (19 May 2009 to 1 Sep 2017)
• Julian Peter Tunnicliffe

  IRN JPT01053

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 Nov 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jan 2012 to 8 Dec 2019)
  • CF4 Partner (5 Aug 2008 to 8 Dec 2019)
  • CF30 Customer (5 Aug 2008 to 8 Dec 2019)
• Julian William Sewell Moore

  IRN JWM01068

  • [FCA CF] Manager of certification employee (since 1 Oct 2023)
  • [FCA CF] Client dealing (since 1 Oct 2023)
• Kunal Kalra

  IRN KXK01658

  • [FCA CF] Client dealing (since 1 Mar 2026)
  • [FCA CF] Manager of certification employee (since 1 Mar 2026)
• Lalit Kasat

  IRN LXK01160

  • [FCA CF] Client dealing (since 15 Jan 2024)
  • [FCA CF] Manager of certification employee (since 15 Jan 2024)
• Lars Fredrik Odlind

  IRN LXO84942

  • [FCA CF] Client dealing (since 1 Jan 2020)
• Lee Joseph Yeomans

  IRN LJY01006

  • CF30 Customer (6 Jun 2012 to 22 Oct 2014)
• Lewis Gray

  IRN LXG00172

  • [FCA CF] Manager of certification employee (since 16 Apr 2024)
  • [FCA CF] Client dealing (since 16 Apr 2024)
• Marco van Grondelle

  IRN MXV01433

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2021)
  • CF30 Customer (27 Oct 2016 to 8 Dec 2019)
• Matthew Lee

  IRN MXL01301

  • SMF27 Partner (since 27 Sep 2024)
  • SMF1 Chief Executive (since 27 Sep 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Nov 2017 to 8 Dec 2019)

No changes recorded yet.