Julian Peter Tunnicliffe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lincoln International LLP

    FRN 474606

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jan 2012 to 8 Dec 2019)
    • CF30 Customer (5 Aug 2008 to 8 Dec 2019)
    • CF4 Partner (5 Aug 2008 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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