Lincoln International LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Lincoln International5 Upper St. Martin's LaneLondonWestminsterWC2H 9EAUNITED KINGDOM- Phone
- +442070229880
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Complaints Contact
Lincoln International5 Upper St. Martin's LaneLondonWestminsterWC2H 9EAUNITED KINGDOM- Phone
- +442076325212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Limited to corporate finance business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to corporate finance business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Limited to corporate finance business.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Francis Nicholas Fernandes
IRN FNF01003
- CF30 Customer (3 Dec 2009 to 14 Aug 2018)
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Harry Kalmanowicz
IRN HXK01152
- [FCA CF] Manager of certification employee (since 1 Jan 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 May 2011 to 8 Dec 2019)
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Harvinder Pal Matharu
IRN HPM01029
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (7 Aug 2018 to 8 Dec 2019)
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Henrik Wijkander
IRN HXW01075
- CF30 Customer (31 Jul 2013 to 8 Aug 2014)
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James Michael West
IRN JXW00418
- [FCA CF] Manager of certification employee (1 Jan 2023 to 30 Jun 2025)
- [FCA CF] Client dealing (18 Jan 2021 to 30 Jun 2025)
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James Wardle
IRN JXW08716
- [FCA CF] Client dealing (since 1 Jan 2025)
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Jan Florus Peter Plantenga
IRN JFP01027
- [FCA CF] Client dealing (28 Apr 2020 to 11 Jun 2024)
- [FCA CF] Manager of certification employee (28 Apr 2020 to 11 Jun 2024)
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John Francis Mullins
IRN JXM04313
- [FCA CF] Client dealing (since 1 Jul 2025)
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Jonathan Andrew Broome
IRN JAB01370
- CF30 Customer (25 May 2011 to 26 Jul 2018)
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Jonathan Graham
IRN JXG00314
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.