Date authorised
1 April 2013
Companies House
OC332360
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lincoln International
    5 Upper St. Martin's Lane
    London
    Westminster
    WC2H 9EA
    UNITED KINGDOM
    Phone
    +442070229880
  • Complaints Contact

    Lincoln International
    5 Upper St. Martin's Lane
    London
    Westminster
    WC2H 9EA
    UNITED KINGDOM
    Phone
    +442076325212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francis Nicholas Fernandes

    IRN FNF01003

    • CF30 Customer (3 Dec 2009 to 14 Aug 2018)
  • Harry Kalmanowicz

    IRN HXK01152

    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 May 2011 to 8 Dec 2019)
  • Harvinder Pal Matharu

    IRN HPM01029

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Aug 2018 to 8 Dec 2019)
  • Henrik Wijkander

    IRN HXW01075

    • CF30 Customer (31 Jul 2013 to 8 Aug 2014)
  • James Michael West

    IRN JXW00418

    • [FCA CF] Manager of certification employee (1 Jan 2023 to 30 Jun 2025)
    • [FCA CF] Client dealing (18 Jan 2021 to 30 Jun 2025)
  • James Wardle

    IRN JXW08716

    • [FCA CF] Client dealing (since 1 Jan 2025)
  • Jan Florus Peter Plantenga

    IRN JFP01027

    • [FCA CF] Client dealing (28 Apr 2020 to 11 Jun 2024)
    • [FCA CF] Manager of certification employee (28 Apr 2020 to 11 Jun 2024)
  • John Francis Mullins

    IRN JXM04313

    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Jonathan Andrew Broome

    IRN JAB01370

    • CF30 Customer (25 May 2011 to 26 Jul 2018)
  • Jonathan Graham

    IRN JXG00314

    • [FCA CF] Manager of certification employee (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.