Lightrock LLP

• Principal Place of Business

  1 Eagle Place

  London

  Westminster

  SW1Y 6AF

  UNITED KINGDOM

  Phone

  +4402071734310

  Web

  https://www.lightrock.com

• Complaints Contact

  1 Eagle Place

  London

  SW1Y 6AF

  UNITED KINGDOM

  Phone

  +4402071734310

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Alan Bone

  IRN KAB01063

  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (29 Mar 2018 to 8 Dec 2019)
  • CF4 Partner (29 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Mar 2018 to 12 Nov 2019)
• Maarten Vankan

  IRN MXV00164

  • [FCA CF] Client dealing (17 Jul 2023 to 30 Apr 2024)
• Mark Pleaner

  IRN MXP02823

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Aug 2021)
  • SMF16 Compliance Oversight (since 21 Aug 2021)
• Martin Karschkes

  IRN MXK00949

  • [FCA CF] Client dealing (since 1 Jul 2025)
• Michiel van Dijk

  IRN MXV00165

  • [FCA CF] Client dealing (17 Jul 2023 to 30 Apr 2024)
• Nigel McCleave

  IRN NXM00112

  • [FCA CF] Material risk taker (since 8 Aug 2023)
  • [FCA CF] Client dealing (since 6 Oct 2020)
• Oliver Sweeney

  IRN OXS00181

  • [FCA CF] Client dealing (since 1 Jul 2025)
• Pal Erik Sjatil

  IRN PXS00254

  • SMF27 Partner (since 21 May 2021)
  • SMF1 Chief Executive (since 21 May 2021)
• Peter Fergus William Grant

  IRN PFG01031

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jan 2020 to 21 Aug 2021)
• Raf Goovaerts

  IRN RXG01173

  • CF4 Partner (29 Mar 2018 to 31 Dec 2018)
  • CF30 Customer (29 Mar 2018 to 31 Dec 2018)

No changes recorded yet.