Lightrock LLP

Date authorised
29 March 2018
Companies House
OC420415
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Eagle Place
    London
    Westminster
    SW1Y 6AF
    UNITED KINGDOM
    Phone
    +4402071734310
    Web
    https://www.lightrock.com

  • Complaints Contact

    1 Eagle Place
    London
    SW1Y 6AF
    UNITED KINGDOM
    Phone
    +4402071734310

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rajesh Morjaria

    IRN RXM09205

    • CF30 Customer (11 Dec 2018 to 31 Mar 2019)
  • Sakip Umur Hursever

    IRN SUH01002

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 May 2019 to 8 Dec 2019)
    • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
  • Sivendran Vettivetpillai

    IRN SXV01086

    • CF3 Chief Executive (22 Nov 2018 to 14 Feb 2019)
    • CF30 Customer (22 Nov 2018 to 14 Feb 2019)
    • CF4 Partner (22 Nov 2018 to 14 Feb 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.