Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Beverley Louise Flynn

  IRN BXF00111

  • [FCA CF] Client dealing (5 Aug 2022 to 22 Sep 2024)
  • [FCA CF] Functions requiring qualifications (5 Aug 2022 to 22 Sep 2024)
• Bhikhalal Pragji (Bipin) Thakrar

  IRN BPT00003

  • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
• Bikash Biswas

  IRN BXB00031

  • CF7 Sole Trader (AR) (23 May 2003 to 31 Dec 2006)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Dec 2006)
• Bilgutay Onder Mustafa

  IRN BXM01501

  • CF30 Customer (6 Jun 2018 to 5 Sep 2019)
• Blythe Ellen Smith

  IRN BES01024

  • CF30 Customer (1 Nov 2007 to 10 Feb 2011)
  • CF1 Director (AR) (6 Mar 2007 to 10 Feb 2011)
  • CF21 Investment Adviser (15 Nov 2002 to 31 Oct 2007)
• Bobby Alwadhi

  IRN BXA00037

  • CF21 Investment Adviser (1 Nov 2005 to 5 Nov 2007)
• Branimir Gavrilovic

  IRN BXG00001

  • CF1 Director (AR) (18 Jan 2005 to 21 Dec 2006)
  • CF21 Investment Adviser (21 Jul 2003 to 21 Dec 2006)
• Brenda Cole

  IRN BXC00072

  • CF4 Partner (AR) (1 Dec 2001 to 11 Feb 2022)
• Brenda Douglas

  IRN BBM01013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 6 Aug 2013)
• Brenda Elaine Johnson

  IRN BEJ01017

  • CF1 Director (AR) (18 Jun 2013 to 5 Dec 2014)

• Elixir Financial Management Ltd (no longer appointed)

  FRN 531203 · Appointed 1 Apr 2011 · Until 31 Dec 2021

• Advice Matters UK Ltd (no longer appointed)

  FRN 430315 · Appointed 1 Apr 2011 · Until 6 Dec 2017

• LighthouseGP Ltd (no longer appointed)

  FRN 494451 · Appointed 1 Apr 2011 · Until 4 Apr 2011

• 121 Advice Limited (no longer appointed)

  FRN 494039 · Appointed 1 Apr 2011 · Until 21 May 2014

• Clearwater Financial Solutions Ltd (no longer appointed)

  FRN 231360 · Appointed 1 Apr 2011 · Until 2 Apr 2014

• Deverill Black & Co Ltd (no longer appointed)

  FRN 194960 · Appointed 1 Apr 2011 · Until 20 Dec 2013

• Independent Financial Services (UK) Ltd (no longer appointed)

  FRN 206445 · Appointed 1 Apr 2011 · Until 9 Apr 2013

• Independent Financial Services (North West) Ltd (no longer appointed)

  FRN 458090 · Appointed 1 Apr 2011 · Until 31 Dec 2012

• Blue Financial Group Limited (no longer appointed)

  FRN 525994 · Appointed 1 Apr 2011 · Until 24 May 2016

• Adaptive Financial Strategies Limited (no longer appointed)

  FRN 529101 · Appointed 1 Apr 2011 · Until 31 Dec 2012

No changes recorded yet.