Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mahesh Gadhvi

  IRN MXG00137

  • CF7 Sole Trader (AR) (28 May 2003 to 25 Feb 2004)
  • CF21 Investment Adviser (1 Nov 2002 to 25 Feb 2004)
• Malcolm Anthony Nathan

  IRN MAN00005

  • CF30 Customer (1 Nov 2007 to 17 Oct 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
• Malcolm Bertram Ford

  IRN MBF00001

  • CF30 Customer (1 Nov 2007 to 30 Nov 2020)
  • CF7 Sole Trader (AR) (2 Aug 2004 to 31 Jan 2007)
  • CF21 Investment Adviser (28 Nov 2002 to 31 Oct 2007)
  • CF1 Director (AR) (28 Nov 2002 to 2 Aug 2004)
• Malcolm Charles Dickey

  IRN MCD00016

  • CF21 Investment Adviser (23 Jun 2005 to 20 Jun 2007)
• Malcolm Foster

  IRN MXF00086

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)
• Malcolm Handyside

  IRN MXH00122

  • CF7 Sole Trader (AR) (28 Mar 2003 to 21 Oct 2003)
  • CF1 Director (AR) (6 Nov 2002 to 28 Mar 2003)
  • CF21 Investment Adviser (6 Nov 2002 to 21 Oct 2003)
• Malcolm John Grigorey

  IRN MXG00089

  • CF1 Director (AR) (27 Sep 2004 to 31 Dec 2005)
  • CF21 Investment Adviser (27 Sep 2004 to 30 Dec 2004)
• Malcolm John Simpson

  IRN MJS01321

  • CF30 Customer (14 Jul 2014 to 7 Jul 2016)
• Malcolm John Streatfield

  IRN MJS00045

  • Responsible for Insurance Distribution (1 Oct 2018 to 16 Sep 2019)
  • Responsibility for MCD Intermediation (16 Aug 2016 to 16 Sep 2019)
  • Responsible for Insurance Mediation (25 Jan 2005 to 30 Sep 2018)
  • CF21 Investment Adviser (4 Jun 2004 to 25 Jan 2005)
  • CF1 Director (AR) (17 Jun 2003 to 16 Sep 2019)
  • CF3 Chief Executive (1 Dec 2001 to 16 Sep 2019)
  • CF1 Director (1 Dec 2001 to 16 Sep 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
• Malcolm Philip John Goulding

  IRN MPG00011

  • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)

• Condies Wealth Strategies Ltd (no longer appointed)

  FRN 555540 · Appointed 28 Dec 2011 · Until 31 Dec 2016

• Elmbrae Mortgage & Pensions Ltd. (no longer appointed)

  FRN 210850 · Appointed 28 Dec 2011 · Until 31 Dec 2012

• Avis & Keith Partnership (no longer appointed)

  FRN 225348 · Appointed 28 Dec 2011 · Until 1 Dec 2021

• Knight - Maley Ltd (no longer appointed)

  FRN 222732 · Appointed 28 Dec 2011 · Until 25 May 2023

• M A Heap Ltd (no longer appointed)

  FRN 563863 · Appointed 28 Dec 2011 · Until 31 May 2012

• Financial Options (N. E.) Limited (no longer appointed)

  FRN 219690 · Appointed 28 Dec 2011 · Until 31 Dec 2020

• AML Associates Financial Services Ltd (no longer appointed)

  FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013

• HMS Financial Limited (no longer appointed)

  FRN 552103 · Appointed 28 Dec 2011 · Until 16 Sep 2021

• IRP Wealth Planning LLP (no longer appointed)

  FRN 452357 · Appointed 28 Dec 2011 · Until 30 Sep 2012

• Total Financial Solutions (UK) Ltd (no longer appointed)

  FRN 229498 · Appointed 28 Dec 2011 · Until 16 Jul 2021

No changes recorded yet.