Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Learner

  IRN AXL00264

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2023)
• Alistair Stewart

  IRN AXS00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
• Alistair Wilkinson

  IRN AJW01333

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2022)
  • CF30 Customer (27 Nov 2007 to 11 Apr 2022)
• Allan Edward Coll

  IRN AEC01040

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF21 Investment Adviser (30 Jan 2003 to 31 Oct 2007)
  • CF7 Sole Trader (AR) (30 Jan 2003 to 31 Jan 2007)
• Allan James Montgomery

  IRN AJM00106

  • CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
• Allan Rosengren

  IRN AXR00010

  • CF3 Chief Executive (25 Jun 2008 to 15 Sep 2011)
  • CF1 Director (AR) (12 Jun 2008 to 15 Sep 2011)
  • CF1 Director (12 Jun 2008 to 15 Sep 2011)
• Allen John Moxon

  IRN AJM00025

  • CF30 Customer (1 Nov 2007 to 23 Mar 2010)
  • CF21 Investment Adviser (9 Jun 2004 to 31 Oct 2007)
• Allison Rose Ross

  IRN AXR01622

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
  • CF30 Customer (since 6 Dec 2013)
• Amanda Cook

  IRN ALC01061

  • CF21 Investment Adviser (4 Apr 2007 to 17 Oct 2007)
• Amanda Jane Cassidy

  IRN AJC00074

  • [FCA CF] Significant management (since 2 Nov 2020)
  • [FCA CF] Manager of certification employee (2 Nov 2020 to 1 Jul 2023)

• Affinity Financial Planning Ltd (no longer appointed)

  FRN 208486 · Appointed 28 Dec 2011 · Until 31 Dec 2012

• Elmbrae Mortgage & Pensions Ltd. (no longer appointed)

  FRN 210850 · Appointed 28 Dec 2011 · Until 31 Dec 2012

• M A Heap Ltd (no longer appointed)

  FRN 563863 · Appointed 28 Dec 2011 · Until 31 May 2012

• Knight - Maley Ltd (no longer appointed)

  FRN 222732 · Appointed 28 Dec 2011 · Until 25 May 2023

• Mackenzie Wealth Management LLP (no longer appointed)

  FRN 440731 · Appointed 28 Dec 2011 · Until 2 Aug 2019

• McHardy Group Ltd (no longer appointed)

  FRN 529809 · Appointed 28 Dec 2011 · Until 7 Aug 2013

• Deeside Independent Financial Advice Ltd (no longer appointed)

  FRN 214609 · Appointed 28 Dec 2011 · Until 31 Mar 2021

• HMS Financial Limited (no longer appointed)

  FRN 552103 · Appointed 28 Dec 2011 · Until 16 Sep 2021

• IRP Wealth Planning LLP (no longer appointed)

  FRN 452357 · Appointed 28 Dec 2011 · Until 30 Sep 2012

• Fraser James Partnership Ltd (no longer appointed)

  FRN 468644 · Appointed 28 Dec 2011 · Until 1 Jul 2016

No changes recorded yet.