Allan Rosengren

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WHITMAN ASSET MANAGEMENT LIMITED
FRN 916792
- Director of firm who is not a certification employee or a SMF manager (since 30 Jun 2023)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF3 Chief Executive (25 Jun 2008 to 15 Sep 2011)
- CF1 Director (12 Jun 2008 to 15 Sep 2011)
- CF1 Director (AR) (12 Jun 2008 to 15 Sep 2011)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (389)Employed By (12 Jun 2008 to 15 Sep 2011)
Falcon Financial Advice Limited (no longer approved here)
FRN 401814
- (66)Employed By (12 Jun 2008 to 15 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.