Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Horpe

  IRN IDH00012

  • [FCA CF] Manager of certification employee (20 May 2021 to 30 Apr 2022)
• Ian Hugh Pennicott

  IRN IHP00001

  • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2005)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2005)
• Ian James Files

  IRN IJF00003

  • CF30 Customer (1 Mar 2012 to 9 Mar 2012)
• Ian James Head

  IRN IJH01067

  • CF30 Customer (10 Jul 2014 to 25 Nov 2016)
• Ian James McBride

  IRN IJM01099

  • CF30 Customer (17 Oct 2012 to 31 Dec 2016)
  • CF1 Director (AR) (28 Dec 2011 to 31 Dec 2016)
• Ian James Shaw

  IRN IJS00002

  • CF4 Partner (AR) (23 Jan 2003 to 30 Nov 2006)
  • CF21 Investment Adviser (1 Nov 2002 to 30 Nov 2006)
• Ian Joseph George Holpin

  IRN IJH00001

  • CF22 Investment Adviser (Trainee) (19 Jun 2003 to 26 Oct 2003)
• Ian Kenneth Farrer

  IRN IKF01000

  • CF1 Director (AR) (18 Mar 2004 to 3 Nov 2004)
  • CF21 Investment Adviser (29 Aug 2002 to 3 Nov 2004)
• Ian Leslie King

  IRN ILK00001

  • CF21 Investment Adviser (1 Nov 2002 to 5 Nov 2003)
• Ian Martin

  IRN IRM00004

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
  • CF30 Customer (3 Jan 2011 to 31 Jan 2022)

• DB NO2 Limited (no longer appointed)

  FRN 606800 · Appointed 3 Sep 2013 · Until 20 Dec 2013

• WRB Capital Ltd (no longer appointed)

  FRN 604725 · Appointed 22 Jul 2013 · Until 30 Sep 2014

• Morgan Stone Independent Ltd (no longer appointed)

  FRN 426328 · Appointed 5 Jul 2013 · Until 20 Jun 2014

• Vita Financial Planning Ltd (no longer appointed)

  FRN 597852 · Appointed 22 Mar 2013 · Until 25 Jan 2021

• David John Folland (no longer appointed)

  FRN 200653 · Appointed 17 Jan 2013 · Until 17 Jan 2013

• Derek Jones (no longer appointed)

  FRN 232527 · Appointed 24 Dec 2012 · Until 31 Dec 2016

• Mike Smith IFA Ltd (no longer appointed)

  FRN 584336 · Appointed 6 Jul 2012 · Until 31 Dec 2013

• IMIC Limited (no longer appointed)

  FRN 528396 · Appointed 18 May 2012 · Until 31 Dec 2013

• Astute Wealth Planning Limited (no longer appointed)

  FRN 580102 · Appointed 24 Apr 2012 · Until 25 Jan 2021

• Charlton Financial Services Ltd (no longer appointed)

  FRN 469783 · Appointed 30 Mar 2012 · Until 3 Jun 2020

No changes recorded yet.