Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (3 Jan 2011 to 31 Jan 2022)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (476)Employed By (3 Jan 2011 to 31 Jan 2022)
  • Brookes Financial Management Limited (no longer approved here)

    FRN 191617

    • CF30 Customer (2 Jan 2009 to 29 Dec 2010)
  • Ballma Ltd (no longer approved here)

    FRN 303315

    • CF30 Customer (1 Nov 2007 to 28 Dec 2008)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (19 May 2005 to 31 Oct 2007)
  • Kellands (Hale) Limited (no longer approved here)

    FRN 193498

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Jul 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.